Annexure-A: Investor Charter

In respect of Research Analyst (RA)

Vision

Invest with knowledge & safety.

Mission

Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports, and enjoy financial wellness.

Business Transacted by RA

  • Publish research reports based on research activities of the RA.
  • Provide an independent unbiased view on securities.
  • Offer unbiased recommendations, disclosing financial interests in recommended securities.
  • Provide research recommendations based on publicly available information.
  • Conduct annual audits.

Details of Services Provided to Investors

  • Onboarding of Clients.
  • Disclosure to Clients.
  • Distribution of research reports and recommendations without discrimination.
  • Maintaining confidentiality until public disclosure.

Grievance Redressal Mechanism

In case of any grievance, investors should approach the research analyst, ensuring resolution within 30 days. If unsatisfied, they can lodge a complaint on SEBI's SCORES portal for centralized complaint tracking.

Physical complaints can be addressed to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400051.

Responsibilities of Investors

Do’s
  • Always deal with SEBI registered Research Analysts.
  • Ensure the RA has a valid registration certificate.
  • Check the SEBI registration number.
  • Pay attention to disclosures in research reports.
  • Pay RAs through banking channels only.
Don’ts
  • Do not provide funds for investment to the RA.
  • Don’t fall prey to luring advertisements.
  • Avoid sharing login credentials with RAs.
  • Do not expect guaranteed returns.

Complaint Data

Received FromReceivedResolvedPending
Directly from InvestorsNilNilNil
SEBI SCORESNilNilNil
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